FINRA Exam Prep

I’m a finance professional and experienced FINRA exam instructor with multiple years of hands-on experience teaching the SIE and Series 7. I’ve taught and coached 30+ students through structured classes and individualized sessions, helping candidates from non-finance backgrounds as well as experienced professionals successfully prepare for exam day. In my full-time role in wealth and investment management, I apply the same concepts tested on the SIE and Series 7—equities, fixed income, options, suitability, and regulations—on a daily basis. My teaching style focuses on clarity, exam strategy, and real-world intuition, breaking down complex material into simple, testable frameworks so students feel confident and prepared walking into the exam.

Welcome to my profile! As the founder of IB MASON, I specialize in helping aspiring finance professionals break into investment banking and achieve a 100% pass rate on their Series 79 exam. With experience as an Investment Banking Analyst at Bank of America on the Technology Media and Telecom desk, I bring insider insights and efficient study strategies to my coaching. I offer personalized 1:1 tutoring for the Series 79 exam, technical interview preparation, and career coaching for students from both target and non-target schools. My approach is designed to give you a competitive edge in securing top internship and analyst roles. Let's work together to achieve your career goals—reach out to get started! What you get working with me: ➣ 1-on-1 custom sessions flexible to your needs — We focus on the chapters most crucial for you ➣ Personalized study strategy tailored to your timeline — We optimize whether you have 1 week or 1 month to prepare ➣ Targeted focus on high-yield exam topics — Cut through the noise and study what actually gets tested ➣ Expert exam insight — Knowledge of what FINRA is likely to ask you on the exam ➣ Live practice question walkthroughs — Knopman Marks, Kaplan, and STC question breakdowns ➣ Clear and simple math explanations — Master the technical concepts most frequently tested ➣ Real-world application of content — Learn how this ties back to your actual banking work, so you understand why, not just what ➣ A coach and partner who's been through this and is committed to helping you pass this exam ➣ 24/7 on-demand support via email/text in between sessions

Welcome to my profile! With extensive experience in the financial industry, including roles as a Regional Support Lead and Private Client Advisor at J.P. Morgan, I have a deep understanding of the skills and knowledge required to excel in FINRA exams. My background in coaching and training financial advisors has equipped me with the tools to help you succeed. I have successfully guided 5 individuals through their exam preparation, helping them achieve their certification goals. Let's work together to create a personalized study plan that maximizes your strengths and addresses your areas for improvement. Reach out today to start your journey towards passing your FINRA exams with confidence!

I bring over 20 years of experience in the financial services industry and currently hold the Series 7, 63, 66, and 24 licenses. My background includes roles as a Financial Advisor, Sales Manager, Partner, and Senior Partner. As a Senior Partner at New York Life, an important part of my role was training and developing financial professionals. I regularly led classes covering securities concepts and licensing exam material, teaching and tutoring hundreds of new and developing advisors. Over the years, I have helped numerous individuals successfully prepare for and pass their licensing exams. Because I have both taught the material and applied these concepts throughout my career, I focus on helping students understand the concepts rather than simply memorize answers. I can help identify difficult areas, simplify complex topics, develop an effective study strategy, and prepare students to approach the SIE and Series 7 with confidence.